FCA Templates: Policies, Procedures, Business Plans, Checklists, Rules, Guidance for FCA Applications and Operations

FCA Templates: Policies, Procedures, Business Plans, Checklists, Rules, Guidance for FCA Applications and Operations2020-06-19T22:21:18+00:00
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Suspicious Activity Report SAR Template | Guidance and Referencing Other Policies | Template for FCA Applications and Authorised Firms

1 Suspicious Activity Report (SAR) Template – Internal Reported to:               ________________________________  Reported by:              ________________________________  Position:                     _____________________  Date:                           _____________________  URGENT:        [...]

Applying for FCA authorisation

To undertake general insurance distribution, consumer credit, payments or other regulated activities a firm will need to apply for and be granted [...]