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Latest assessment of the adequacy of the mitigation measures and control mechanisms implemented in response to operational and security risks.

The methodology used to assess effectiveness and adequacy of mitigation measures and control mechanisms is based on FCA and EBA guidelines, recommendations from published analyses of previous cases, our own experience and the experience of other firms in our industry.

Our assessment of the current adequacy and effectiveness of mitigation measures and control mechanisms is satisfactory. We intend to continue to apply the best practices and stay on top of the latest developments related to risks and security in our industry.

In terms of security risks, the measures taken by us, are adequate in preventing, reporting and predicting any security breaches or risk of fraud or money-laundering. At this time, no deficiencies have been identified and we don’t require corrective actions.