FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449 Email: hirett.co.uk@gmail.com
ATEB is one of the few compliance consultancies that undertakes Conduct of Business Skilled Persons (Section 166) reviews on behalf of the FCA.
We cover the whole of the UK with regionally based consultants and offer an industry leading Suitability Report writing system.
We are experts in the Defined Benefit Pension Transfer sector. Check out our News page here for an example of the depth and detail in our newsletters https://www.atebconsulting.co.uk/news/ .
We are one of the earliest compliance consultancies, founded in 1996 to plug a gap in the market. Since then, we have provided pragmatic and hands-on support to IFAs, mortgage brokers, general insurance intermediaries, credit brokers, debt management companies, lenders and chartered surveyors. We have long standing and loyal clients and a good relationship with the FCA.
We do not simply provide resources and let you get on with it (what we call ‘Report and Run’ consultancy) but work with you as part of the team to implement solutions. Every year, our consultants complete around 1000 on-site client visits.
Although we may introduce you to third party professionals, for example for PI insurance, we do not recieve any form of inducement and hence provide a completely unbiased, objective and independent service, focusing solely on your needs.
We pride ourselves on the quality of service provided and have a proven track record of delivering consistently high standards. Don’t just take our word for it; see for yourselves what our clients say on our website.
Apricity is the new kid on the compliance block! Quite simply, we offer support to help advisers and planners and their firms be compliant in as simple a manner as possible.
Having been created after listening to advisers frustrated with their existing compliance support (insight from our sister company, outsourced paraplanning company Para-Sols), we understand first-hand that legislation and FCA guidance can be difficult to navigate. And so, Apricity was designed to be something truly unique, to support directly authorised firms who want to focus their time on giving amazing advice to their clients.
Our two missions are…
1. To help you set up your business so that all future output is naturally compliant; and
2. To make your compliance experience positive, helpful, even enjoyable!
It’s a big ask. It means completely changing the face of ‘compliance’ as we now know it, but we think we’re the right people for the job.
Based in London, Essex, Cambridge and the East Midlands, we provide bespoke hands on compliance guidance amd support for firms already authorised by the FCA and for those firms seeking authorisation from the FCA.
ACCL aims to develop a consultancy service that demystifies the jargon intensive world of Compliance and AML by providing forthright, intuitive and timely advice on all issues.
Operating on a ‘retainer’ and ‘open-access’ basis, ACCL will not charge its clients ‘telephone time’ or minimum consultant charges. Fees will be agreed prior to the commencement of any projects and will be transparent with no hidden costs. Arrangements will be conducted under a NDA for the client’s protection.
ACCL will be constantly available on several media including phone, email and Skype, with office visits prearranged with the client.
APFS Chartered Financial Planner qualified freelance compliance consultant, providing compliance assistance to small IFA & mortgage broker firms in the Midlands and North West on a retainer or ad hoc basis.
Consultant for FCA authorised firms within the IFA, GI, Mortgage, Corporate Finance sectors and Member Directed Pension Scheme providers.
A compliance professional since 1992. Fellow of the Chartered Insurance Institute and Associate of the Personal Finance Society. Setting up wrap platforms including Part 4a applications, interim head of compliance and CASS SME.
We are a London-based compliance consultancy offering hands-on support and specialist advice to financial services firms on the regulatory issues affecting them.
We’re small but we pack a punch. Adempi is made up exclusively with senior consultants who have a fantastic track records with clients. We’re people-people and love new ideas: we’re at our happiest when we are creating solutions that really make sense for the businesses we work with.
About half of what we do is long-term retainer relationships where we are the go-to adviser for our clients and work in partnership with them across the full range of compliance issues they face. With our remaining time we offer a range of one-off projects like compliance training, mock FCA visits, FCA authorisations and applications.
We cover all areas of FCA and European regulation that have an impact in the UK, and we provide support to our clients across the full range of compliance topics.
Adempi was founded by Gillian Roche-Saunders and Dena Chadderton.
Addleshaw Goddard has one of the largest Financial Regulation teams in the UK. We are organised into internal practice groups and Addleshaw Goddard’s key point of difference is the integration of experienced financial regulation lawyers with senior Compliance Professionals specialising in operational governance, risk and compliance; combining sound technical and industry legal and consultancy experience.
Our Regulatory Risk and Compliance Practice Group remains focused upon supporting firms with the FCA conduct challenge and have on experience of implementing complex regulatory frameworks and requirements into business processes and have frequent interaction with regulators.
We are specialized in FCA & other EU Regulator’s authorisation application and full compliance support. We have experience for more than 10 years in this field.