FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449 Email: hirett.co.uk@gmail.com
Active Compliance Services Ltd are able to offer a range of compliance services to Independent Financial Advisers, General Insurance Brokers and Mortgage Brokers. The firm offers a bespoke service that is tailored to meet the needs of a particular firm. This is agreed upon discussion with the firm and generally upon undertaking an initial assessment of the business. Sharon Wilson, the Principal of Active Compliance Services Ltd, has worked in the financial services area of compliance since 1992. The firm currently advises sole traders, partnerships and small and large limited companies. The service can be adapted from a one off compliance review in a particular area to on-going compliance support to assist the firm to adapt to the changes that inevitable affect our industry. Please call to discuss your requirements further.
Formed in 2000, to provide professional compliance support services to the Financial Services sector, the directors and consultants have many years experience in their specialist fields – which include; pension transfers and drawdown, investments, mortgages and general insurance. We believe that there is a demand for a personal, relationship based, approach to compliance from Regulated firms – as opposed to the usual ‘one size fits all’ style. We believe that we can satisfy that demand by means of our own very practical and user friendly systems for meeting the varied needs of the IFA and Insurance/Mortgage Broker. Our policy of offering a bespoke service and our ‘hands on’ and practical approach to compliance matters means we are well placed to help you implement compliance systems and controls appropriate to your own individual operation. Please vist our website for more detailed information on our services – or please contact us directly if you have an enquiry.
Specialists in all things digital including GDPR Training and Compliance services by accredited DPO.
C & G offers businesses active in the financial services sector first class support with financial regulatory governance, risk and conduct matters. Our services include FCA authorisations, compliance support, compliance training, policy drafting and review, regulatory updates and health checks. At the heart of C & G’s philosophy is an emphasis on practical experience. If you are seeking assistance from consultants who have held senior positions in industry at competitive rates, contact us today. For more information please e-mail enquiries@cgregulatorysolutions.com or visit https://cgregulatorysolutions.com/.
