FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449 Email: hirett.co.uk@gmail.com
Compliance Consultancy firm for small IFAs and Mortgage Brokers.
We are Compliance Specialists and we work alongside our clients using a highly collaborative approach. We provide you with an initial consultation at our expense and we work with you on a short-term or an on-going basis, according to your needs.
We also provide Regulatory Training and Coaching.
Our focus:
HIGH QUALITY, CUSTOMER FOCUSED SERVICE
INNOVATIVE APPROACH
EXCELLENT VALUE FOR MONEY
WE ARE DISTINGUISHED AGAINST EXISTING ALTERNATIVES
WE BUILD STRONG AND SUSTAINABLE RELATIONSHIPS WITH OUR CLIENTS
We believe that compliance doesn’t have to be painful and we build engagement and enjoyment into everything that we do for our clients.
We have been providing compliance and regulatory services to the UK market for more than 30 years and were the first specialist compliance consultancy in the UK. Our quality advice and delivery, coupled with dedicated commitment to our clients is evident in our client base, many of which have relied on CCL for decades. With a deeply experienced and long-serving workforce, we are unique in the consultancy market, giving us and our clients peace of mind in the face of ever-changing regulation. That experience has also driven our refreshing approach to regulatory technology, which is all about the solution that our clients need.
We offer a specialised range of services to assist our clients meet both the spirit and the letter of the regulatory rules whilst continuing to function as an effective business. Our bespoke documentation system aims to provide competent client service and enhanced net profit as well as avoiding future complaints. We are not “box tickers” and “wrist slapping gurus”. We offer a personal, hand on approach working with all staff. All our clients arrive via personal recommendations. Often our first assignment is as compliance trouble shooters. Please see our web site for more information.
We are a small firm which is able to react to requests very quickly. In addition to FCA and PRA compliance we are also familiar with UK pensions, ISA, etc compliance and many offshore jurisdictions, particularly the Isle of Man and the Channel Islands.
Branko Ltd provides effective FCA compliance solutions to the general insurance sector via DIY manuals, workshops and tailored solutions and is partner of the British Insurance Brokers’ Compliance Initiative and we are retained by the Association of Medical Insurance Intermediaries to advise their members. Our series of compliance manuals have been hailed as an ‘industry standard’ and a former FSA Non-Executive Director called them ‘brilliant’. The principal, Branko Bjelobaba FCII, whilst at PwC, undertook over 400 compliance assessments and when at GISC, engineered and delivered compliance workshops to over 2,500 firms. Branko Ltd was the 2007 Complinet winner of the “Provision of Practical Compliance Advice by a Professional Services Firm Award” and Branko himself was Thomson Reuters “Compliance Personality of the Year 2012.”
BMR Compliace Ltd provides regulatory support, training solutions and business management consultancy.
We were set up following the recognition for effective and affordable solutions to regulatory and auditing requirements and to provide tailor made T & C systems.
We offer reviews of your current system up to a full “hands on” service, providing you with all the systems and procedures your firm requires to ensure it complies with the FCA requirements without losing its main focus and customer service. Our AIM is to provide a service you need, whether this is via Audit, Implementation or Maintenance programme.
Auditing involves onsite visits to audit existing practices and procedures in relation to FCA requirements. The work reviewed will include benchmarking against the current requirements as well as looking at High Level Standards and other FCA sourcebooks.
Training is an important and integral part of your staff working day under FCA regulation. We are able to offer on site courses to minimise disruption to your office while training is undertaken. We can help you source the best training package for your firm and help you implement and monitor the system.
We also offer Strategic Business Management programmes, as well as Business Coaching for Directors, Business Managers and Executives.
Barley Harbour works with its clients to provide compliance, risk and financial crime customised solutions.
Compliance – tough to navigate, all-too-easy to breach, always time-consuming. As for your firm, you give exceptional advice to your clients. You’d like to do more of it, actually. So, what would you like to hear from us?
“Let us tell you what you need to do”
or
“This is what’s needed. Agreed? Then we’ll get to work”.
Over the last 10 years Vicky Pearce and Jeremy Smith have filled mission-critical roles in compliance functions of advisory firms. And over the course of this time, it became apparent that there wasn’t merely a gap in the market, but a vast chasm where ‘doing’ compliance support firms should have been. In short, there was an all-too-common consultant mentality to instruct, rather than act.
While we’ll happily provide purely advice and guidance, we’re most in our element when actioning our plans (you could say we’re doers, more than talkers). It’s what makes us different. That, and the fact that we can be there for you on an as and when basis (think of us as compliance experts, on-tap).
Our mission? It’s simple – provide excellent (and cost effective) compliance support to regulated firms the length and breadth of the country.
We’ll get to know you, your business and develop a close working relationship. We’ll design a support package tailored to your business. So, you know that your compliance needs are met (whether that be updating your basic policies, or meticulously reviewing procedures prior to a merger). While you just get on with what you do best.
Axiom Compliance represents a unique presence in the regulation of banking and financial services offering market and regulatory experience in an integrated firm. Axiom’s aim is to provide sound compliance advice and hands on solutions. We recognise that compliance should go hand in hand with risk management and good business practice.
Axiom provides a wide range of financial compliance services and regulatory advice across banking and financial institutions. We enable you to stay within the regulations in the most cost effective, timely and practical manner, whilst not stifling your business.
Axiom’s compliance professionals are ex regulators and industry professionals with significant industry knowledge and an understanding of commercial business concerns. Our experience is gained from employment in the financial services and banking industry. Our close links with risk management specialists, auditors and law firms enable us to go beyond the pure compliance aspects of your business.