Name: Alison Smith
Address: Roseway, Manor Lane, Upper Leigh, Stoke-on-Trent, ST10 4SN
Telephone: 07709362482
Price range: $$

FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449 Email: hirett.co.uk@gmail.com

Category

Directory of Financial Compliance and Regulatory Consultants – FCA and PRA – Financial Conduct Authority and Prudential Regulation Authority

Description

APFS Chartered Financial Planner qualified freelance compliance consultant, providing compliance assistance to small IFA & mortgage broker firms in the Midlands and North West on a retainer or ad hoc basis.

Address

Roseway, Manor Lane, Upper Leigh, Stoke-on-Trent, ST10 4SN

Phone Number

07709362482

alisonsmith06@btinternet.com

Services Offered

Authorisation - FCA
Compliance advice
Compliance Support
File Review
Health Checks

Firms Served

Authorised Professional Persons
Friendly Societies
IFA (including IFA divisions of financial institutions)
Insurance Brokers - Pure Protection Products
Mortgage Brokers
Restricted financial advisers