FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449  Email: hirett.co.uk@gmail.com
Apricity Compliance
Description

Apricity is the new kid on the compliance block! Quite simply, we offer support to help advisers and planners and their firms be compliant in as simple a manner as possible.

Having been created after listening to advisers frustrated with their existing compliance support (insight from our sister company, outsourced paraplanning company Para-Sols), we understand first-hand that legislation and FCA guidance can be difficult to navigate. And so, Apricity was designed to be something truly unique, to support directly authorised firms who want to focus their time on giving amazing advice to their clients.

Our two missions are…
1. To help you set up your business so that all future output is naturally compliant; and
2. To make your compliance experience positive, helpful, even enjoyable!

It’s a big ask. It means completely changing the face of ‘compliance’ as we now know it, but we think we’re the right people for the job.

Address
Whessoe Technology Centre, Alderman Best Way, Darlington DL1 4WB
Phone Number
01325952969
Services Offered

Advice pre regulatory risk assessment or supervision visit
Authorisation - PRA
Authorisation - FCA
Client Assets
Complaints Handling Reviews
Compliance advice
Compliance Support
Compliance Training
Documentation
Due Diligence
Enforcement Action - AML and Payment Services
Enforcement Action - Financial Services
Expert Witness - AML and Payment Services
Expert Witness - Financial Services
File Review
Health Checks
Management training & support, Staff training
Marketing and Business Development
Mis-selling Reviews
Money Laundering/Financial Crime Advice and Reviews
Payments Services Registration and Compliance
Pension Reviews
Regulatory and Examination Training and Coaching
Regulatory Returns Assistance
Regulatory Updates
Shadow s.166 reviews
Skilled Person Panel - Data & IT Infrastructure
Skilled Person Panel - Client Assets
Skilled Person Panel - Conduct of Business
Skilled Person Panel - Financial Crime
Skilled Person Panel - Governance, Controls & Risk Frameworks
Skilled Person Panel - Prudential – Investment Firms, Intermediaries & RIE

Firms Served

Authorised Professional Persons
Banks/Deposit Takers
Building Societies
Claims Management Companies
Collective Investments Funds
Company Service Providers
Consumer Credit Providers
Corporate Finance Firms
Credit Unions
Custodians/Depositaries
Discretionary fund managers
Electronic Money Issuers
Energy Market Participants
Friendly Societies
High Value Dealers
IFA (including IFA divisions of financial institutions)
Institutional investment management
Insurance Brokers - General
Insurance Brokers - Pure Protection Products
Insurers
Investment Banks
Lead generation firms
Lloyds
Money Service Businesses
Mortgage Brokers
Mortgage Lenders/Administrators
Multi lateral trading facility
Payments Services Institutions
Pension Scheme Operator/Provider
Private Client investment management
Recruitment of Regulatory Staff ( Registered Recruiter)
Restricted financial advisers
Retail investment management
Sale and Rent Back
Secondary Intermediaries
Securities and Futures firms
SIPP providers
Stockbrokers
System suppliers
Third party product providers
Trade associations, professional bodies and regulators
Travel Insurers
Trust Service Providers