FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449  Email: hirett.co.uk@gmail.com
Addleshaw Goddard LLP
Description

Addleshaw Goddard has one of the largest Financial Regulation teams in the UK. We are organised into internal practice groups and Addleshaw Goddard’s key point of difference is the integration of experienced financial regulation lawyers with senior Compliance Professionals specialising in operational governance, risk and compliance; combining sound technical and industry legal and consultancy experience.

Our Regulatory Risk and Compliance Practice Group remains focused upon supporting firms with the FCA conduct challenge and have on experience of implementing complex regulatory frameworks and requirements into business processes and have frequent interaction with regulators.

Address
Milton Gate, 60 Chiswell Street, London, EC1Y 4AG
Phone Number
02076068855
Services Offered

Advice pre regulatory risk assessment or supervision visit
Authorisation - PRA
Authorisation - FCA
Complaints Handling Reviews
Compliance advice
Compliance Support
Compliance Training
Documentation
Enforcement Action - AML and Payment Services
Enforcement Action - Financial Services
Expert Witness - Financial Services
File Review
Health Checks
Mis-selling Reviews
Money Laundering/Financial Crime Advice and Reviews
Payments Services Registration and Compliance
Pension Reviews
Regulatory Returns Assistance
Regulatory Updates

Firms Served

Banks/Deposit Takers
Building Societies
Collective Investments Funds
Consumer Credit Providers
Credit Unions
Custodians/Depositaries
Discretionary fund managers
Electronic Money Issuers
Energy Market Participants
Friendly Societies
High Value Dealers
IFA (including IFA divisions of financial institutions)
Institutional investment management
Insurance Brokers - General
Insurance Brokers - Pure Protection Products
Insurers
Investment Banks
Lloyds
Money Service Businesses
Mortgage Brokers
Mortgage Lenders/Administrators
Multi lateral trading facility
Payments Services Institutions
Pension Scheme Operator/Provider
Private Client investment management
Restricted financial advisers
Retail investment management
Sale and Rent Back
Secondary Intermediaries
Securities and Futures firms
SIPP providers
Stockbrokers
System suppliers
Third party product providers
Trust Service Providers