FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449 Email: hirett.co.uk@gmail.com
Compliance and management consultancy delivering FCA compliance support in plain English.
Established in 2014, Objectivus is a professional governance, risk and compliance consultancy that assists clients with all aspects of regulatory compliance affecting financial services firms operating or wishing to operate in the UK. We provide support through the development of your concept, obtaining authorisation/registration and in ongoing support of your operating business. Our primary goal is to add value from the start by providing you with experienced and proactive support.
In addition to GRC consultancy we provide expert witness reports and testimony on a variety of financial services matters.
Newton EP is a fee based outsourcing service providing compliance and technical services to financial planning compliance.
Newgate Compliance (http://www.newgatecompliance.com) is a compliance consultancy based in London run by a team of experienced compliance professionals all of whom have worked at the regulator. Newgate offers a complete compliance consulting service to asset managers, advisers and brokers including a compliance framework, training, monitoring and skilled person advice together with a modern solution to implement your compliance function using an innovative compliance software solution called The GATEway.
NewDay Compliance is a boutique consultancy focussed on providing tailored regulatory and compliance support services to Lenders (Mortgage and Consumer Credit), Administrators and Brokers on regulatory transactions, which includes authorisations, change of control, variation of permissions, cancellation and on-going compliance.
With many years of experience within Financial Services (regulator and industry) we are able to provide practical and pragmatic solutions to all of your regulatory and compliance requirements.
We generally work with clients on an on-going basis but also accept ad-hoc commissions.
A specialist Compliance Consultancy operating in the investment, banking and insurance sectors covering all types of project and providing outsourced compliance.
Millen Compliance Ltd are a successful team assisting IFA firms, throughout the UK, with their regulatory requirements. We offer a bespoke service for each firm to relieve the burden that compliance can bring. We have specialists covering Investment, Pension, Life, Mortgage and General Insurance together with in-depth knowledge and experience of Training and Competence, Treating Customers Fairly, Data Security, Business Risk, Anti-Money Laundering. We can assist firms with business or asset sales and acquisitions. We also have a document storage and scanning solution for financial services firms. We are specialist auditors for Defined Benefit Pension Transfers, Pensions and Investments and carry out many audits on behalf of the Professional Indemnity Insurers. Our auditing team are some of the UK’s leading pension specialist technicians. We can also assist IFA firms and Claims Management Companies in relation to technical issues or case auditing in relation to a complaint or potential complaint.
Met Facilities is a solution-driven FCA regulatory hosting umbrella, founded on many years of knowledge and experience. Through a combination of Appointed Representatives and Controlled Functions, we can facilitate client requirements in the most efficient and compliant manner possible. In weeks, rather than months, you can focus on building your track record, attracting investors and laying the foundation for your firm.
Start up and on-going consultancy from both a compliance and business perspective. Our particular focus is alternative asset management but we do service firms in a variety of sectors particularly property related.
Compliance consultant based in Sussex providing risk management services to professional and financial services firms in connection with FCA authorisation, DPB authorisation and ISO standards.