FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449  Email: hirett.co.uk@gmail.com
Objectivus Financial Consulting Limited
Description

Established in 2014, Objectivus is a professional governance, risk and compliance consultancy that assists clients with all aspects of regulatory compliance affecting financial services firms operating or wishing to operate in the UK. We provide support through the development of your concept, obtaining authorisation/registration and in ongoing support of your operating business. Our primary goal is to add value from the start by providing you with experienced and proactive support.

In addition to GRC consultancy we provide expert witness reports and testimony on a variety of financial services matters.

Phone Number
02034573283
Services Offered

Advice pre regulatory risk assessment or supervision visit
Authorisation - FCA
Client Assets
Complaints Handling Reviews
Compliance advice
Compliance Support
Compliance Training
Contracting/Interim
Documentation
Due Diligence
Enforcement Action - AML and Payment Services
Enforcement Action - Financial Services
Expert Witness - AML and Payment Services
Expert Witness - Financial Services
File Review
Governance
Health Checks
Information Security/Data Protection (GDPR)
Marketing and Business Development
Miss-selling Reviews
Money Laundering/Financial Crime Advice and Reviews
Passporting/International Compliance
Payments Services Registration and Compliance
Regulatory Capital/Solvency
Regulatory Relationship Management
Regulatory Returns Assistance
Regulatory Updates

Firms Served

Collective Investments Funds
Consumer Credit Providers
Corporate Finance Firms
Crypto (Capital Markets)
Discretionary fund managers
Electronic Money Issuers
Fintech/Regtech
Investment Banks
Money Service Businesses
Multi lateral trading facility
Payments Services Institutions
Private Client investment management
Retail investment management
Secondary Intermediaries
Securities and Futures firms
Stockbrokers