FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449 Email: hirett.co.uk@gmail.com
LWF is a specialist firm of UK Regulatory Compliance and Financial Services practitioners with exceptional industry experience and first hand knowledge of regulatory techniques and procedures. LWF provides bespoke regulatory and compliance guidance and assistance to the banking, securities and futures, corporate finance and the traditional and alternative asset management sectors, including institutional, wealth management and private client, hedge fund and private equity. LWF’s senior practitioners and partners combine extensive experience and expertise in the regulatory, investment and financial services industries. The senior management team is exclusively comprised of ex-regulators and supervisors.
Lawson Conner helps financial services firms navigate through the complexities of compliance and regulations in the UK and the US using innovative solutions and expert advice, which reduce risk and increase efficiency.
We are an investment manager platform and a leading provider of outsourced compliance services solutions which include regulatory hosting and Management Company Platform structures.
We serve financial services firms of all sizes, across Europe and the US, from hedge funds to private equity firms, wealth managers and other firms which operate under a regulatory framework.
As a reliable and trusted partner, we create long term value by working with unparalleled commitment to the industry and our clients.
Established in 2005, Laven is a global consultancy specialising in software designed to streamline the compliance and due diligence processes. Our mission is to simplify compliance and due diligence with our expertise and proprietary regulatory technology.
Provision of Compliance, Governance & Risk Advisory to regulated firms. Certified fellow of The Institute of Risk Management.
The Drock, Studley Corner, Studley, Calne SN11 9NJ
KMC Compliance offers a unique, bespoke service. We provide pragmatic, effective solutions when you need them. We can work with you on a one-off (specific project), regular (retainer) or ad hoc (as and when required) basis. Quite simply, you can build a contract with us that works with your needs, business plans and budget.
With extensive experience of working in the financial services industry, we can help to unravel the complexities of the Rules for you, thus enabling you to focus on your business. You can relax, knowing that your Compliance regime is in good shape.
Key Compliance provides a friendly and really useful compliance service.
Not only will we identify the regulatory risks within your firm and recommend appropriate solutions; we are also happy to ‘roll our sleeves up’ and work with you to implement the solutions recommended.
Consider Key Compliance a your business partner and part of your business protection solution.
JustCRS is owned and run by Katherine Horgan and Phil Dibb. JustCRS offer small and medium sized IFA firms a bespoke compliance service at a competitive price. We do not require IFAs to pay a set monthly retainer and work for most IFAs on a fixed project fee. Our most popular service is remote file-checking. The costs are: £75 + VAT per remote client file review (excluding multiple transaction files or higher risk cases such as drawdown, structured products or PP switching) or £120 + VAT per drawdown / PP switching (up to 3 into 1) / replacement business) remote file check. Typical fees for visits are £880 per day plus expenses (this incorporates “write up” time).
Jackson Cohen specialise in providing tailored regulatory support services to Lenders including authorisations, change of control, variation of permissions and ongoing compliance. We are also the retained adviser to the Association of Short Term Lenders and regularly meet with the FCA mortgage policy team.
With many year of experience within Financial Services (including Sales) we are able to help turn the regulatory requirements into practical solutions that deal with the spirit as well as the letter of regulation and help keep you on the right track.
We generally work with clients on an on-going basis but accept ad-hoc commissions
Interim Management Limited offers a personalised compliance consultancy service to help clients grow their business and ensure that they meet the challenge of FCA regulation. Service can be extended to include audits administration of TCF.