Name: Newton EP
Address: School House, Draughton Road, Maidwell, Northampton NN6 9JF
Telephone: 01604686225
Price range: $$

FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449 Email: hirett.co.uk@gmail.com

Category

Directory of Financial Compliance and Regulatory Consultants – FCA and PRA – Financial Conduct Authority and Prudential Regulation Authority

Description

Newton EP is a fee based outsourcing service providing compliance and technical services to financial planning compliance.

Address

School House, Draughton Road, Maidwell, Northampton NN6 9JF

Phone Number

01604686225

dean@newtonep.com

Website

http://www.newtonep.com

Services Offered

Complaints Handling Reviews
Compliance advice
Compliance Support
Documentation
File Review
Money Laundering/Financial Crime Advice and Reviews
Regulatory Updates

Firms Served

Collective Investments Funds
Consumer Credit Providers
Discretionary fund managers
IFA (incl IFA divisions of financial institutions)
Investment Banks
Mortgage Brokers
Mortgage Lenders/Administrators
Pension Scheme Operator/Provider
Private Client investment management
Restricted financial advisers
Retail investment management
Securities and Futures firms
SIPP providers