FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449  Email: hirett.co.uk@gmail.com
Newgate Compliance Limited
Description

Newgate Compliance (http://www.newgatecompliance.com) is a compliance consultancy based in London run by a team of experienced compliance professionals all of whom have worked at the regulator. Newgate offers a complete compliance consulting service to asset managers, advisers and brokers including a compliance framework, training, monitoring and skilled person advice together with a modern solution to implement your compliance function using an innovative compliance software solution called The GATEway.

Address
20 Ropemaker Street, London, EC2Y 9AR
Phone Number
02036968750
Services Offered

Authorisation - FCA
Client Assets
Complaints Handling Reviews
Compliance advice
Compliance Support
Compliance Training
Due Diligence
Enforcement Action - Financial Services
Expert Witness - Financial Services
File Review
Health Checks
Money Laundering/Financial Crime Advice and Reviews
Regulatory Updates

Firms Served

Collective Investments Funds
Corporate Finance Firms
Custodians/Depositaries
Discretionary fund managers
Institutional investment management
Insurers
Multi lateral trading facility
Private Client investment management
Retail investment management
Stockbrokers