FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449 Email: hirett.co.uk@gmail.com
We are a professional services firm providing assurance and regulatory project management and advisory services to a wide international client base. Our clients include banks, investment managers, Full scope and Limited Licence IFPRU firms including securities and FX firms and market makers. Our bespoke package of compliance services covers outsourced support, FCA authorisations, training and recruitment. Our lead consultant Mazhar Manzoor is a regular speaker and panelist at industry conferences and he also writes frequently in financial sector publications and runs industry training courses.
EQI Consultancy provides a very different style of Compliance Consultancy. We understand that compliance support should enhance your commercial proposition, creating a compelling solution to your clients. We believe passionately that the provision of compliant, customer focused advice can be delivered in harmony with the commercial needs of your business. Clients can choose from a bespoke, retained service through to a lighter touch, remote service, or one off projects, dependent upon the needs of their individual businesses. All services are tailored to provide maximum value for money and deliver commercial, creative, compliance solutions.
Enhance is a specialist and pragmatic consultancy offering regulatory, technical and training support to firms involved in the administration and operation of member-directed pension schemes such as SIPP and SSAS.
Enhance was formed in 2007 to provide regulatory support to the administrators of member-directed pension schemes. Since then we have worked with over 50 firms including established pension providers as well as companies looking to become FCA-authorised as a Sipp operator. The companies we work with range from small privately owned Sipp/SSAS operators through to the pension operations of multi-national banks and investment institutions.
Our approach is always to work collaboratively with clients and we take pride in the quality of the work we provide. The range of work we undertake includes ongoing regulatory support; one-off projects such as regulatory ‘health-checks’, acquisition due-diligence or regulatory remedial action; training; and, input on pension-related technical matters
Based in The heart of commercial huub of Europe, Canary Wharf, London, our specialized team works to deliver consistent and cost-effective services backed by the resources of some excellent professionals. We are dedicated in helping our clients to achieving sucess and are passionate about providing comprehensive and commercial advice.
With over 35 years financial services experience, we provide bespoke compliance services to a wide range of FCA authorised firms, either on a retained, ad hoc or project basis. Our aim is to give you peace of mind that all the regulatory aspects of your business have been taken care of, leaving you to concentrate on running and developing your business.
Based in the Midlands, we are ideally located to offer face to face support throughout the UK but can also provide services remotely if required.
Ecompli were established in 2006 and provide FCA compliance support to directly regulated General Insurance Brokers, Mortgage Brokers, Equity Release Firms and Insurance Claim Handling Firms (Loss Assessors).
Our specialist areas include: FCA Application Support, Financial Promotions reviews, Tailored Compliance Visits, Systems and Controls review, Training & Competence, TCF, File Reviews, RMAR/GABRIEL reporting, implementing Compliance Manuals / Procedures, staff training relating to Anti Money Laundering, Complaints Handling, Sales Process etc.
We deal with various sizes of firms from Sole Traders through to large corporate entities. We cover the whole of the UK and our office is based in Blackburn, Lancashire.
DWF specialise in providing advisory and legal services to FCA, PRA and PSR regulated firms.
Duff & Phelps is the global advisor that protects, restores and maximizes value for clients in the areas of valuation, corporate finance, disputes and investigations, cyber security, claims administration, and compliance and regulatory issues. With Kroll, the leading global provider of risk solutions, and Prime Clerk, the leader in complex business services and claims administration, our firm has nearly 4,000 professionals in 25 countries around the world.
Duff & Phelps’ Compliance and Regulatory Consulting practice provides a range of award-winning services to the global financial services industry. Our broad expertise includes compliance and regulatory consulting, risk consulting and infrastructure, due diligence, regulatory tax advisory and business services. Drawn from financial institutions, regulators and advisory firms, our multidisciplinary team operates seamlessly across borders to help clients build, manage and protect their businesses. We are closely connected with regulators and industry associations so clients have the best available information on regulatory requirements and trends.
With over 20 years financial experience working in large PLCs we are able to offer advice and procedural guidance in compliance and operations, which includes practical tailored solutions based on the individual needs of a firm covering financial promotions, complaints handling, training, T&C, TCF, General health checks, compliance reviews and provision of policies and procedures.
We can handle individual projects or manage your compliance function for you. Our aim is to assist you in developing your secured loan, first mortgage, commercial, bridging and insurance business whilst ensuring that your business conforms to the various regulations.
We wont just visit you and provide you with a list of non conforming actions and walk away, we will provide a detailed report to point out the areas requiring action and then help you to project manage the necessary changes.
We offer bespoke web based personalised compliance reporting and procedures process.
Experienced, high quality compliance solutions for General Insurance intermediaries