FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449 Email: hirett.co.uk@gmail.com
Independent management consultancy offering a wide range of compliance and audit services to insurers, primary and secondary intermediaries, and outsourced service suppliers throughout the UK. We also undertake operational and business improvement reviews, both general and anti-fraud focussed. Where appropriate we utilise eClams, a sophisticated claims audit and analysis tool we developed in-house.
Create Solutions Limited provide compliance support and training services to the general insurance industry and to Claims Management Companies. Our clients include sole traders, personal lines and commercial brokers, call centres, MGAs, underwriting agencies, insurance companies (UK and off-shore), claims management companies, loss assessors, price comparison websites and appointed representative networks.,
We offer a full compliance service, including authorisations, on-going compliance support, health checks, risk assessments (including Covid 19 and Home Working), trouble-shooting, technical help, documentation, sales and complaints reviews, help with FCA visits or investigations and regulatory reporting requirements.
We also design and deliver training in all aspects of the FCA handbook, as it applies to general insurance. Training is provided in various ways including face to face (via open courses or on-site) and online, including via Webinar. Topics range from Compliance and Regulatory to Technical Insurance subjects, Personal and Leadership Skills, Supervisory Training, Mental Health and Exam revision sessions.
The directors have spent their entire working lives in General Insurance and are still heavily involved with CII & trade body work. This means our knowledge underpins what we do. Our clients have access to an online Compliance Library which is full of guidance documents, templates, newsletters and regulatory bulletins & updates (including our Covid 19 Hub).
Whether you need help with the Senior Managers and Certification Regime, the Code of Conduct, an FCA investigation, submitting your Gabriel return, applying for authorisation, a change in control, variation of permission, consumer credit, claims management regulation and/or authorisation, managing your appointed reps, adding or removing Senior Managers or Approved Persons, general FCA notifications or anything else, we can help.
We have expert knowledge of the market, the regulatory requirements and how they apply and we also have a strong background in training.
In addition we can provide GDPR consultancy specific help for claims management authorisation.
I have worked in financial services for over 27 years and for 6 of those years was the compliance director for a regional IFA and investment management group. Over the years I have developed in-depth knowledge and understanding of FCA rules and regulations and can develop and help maintain core business quality-assurance measures and principles. I believe compliance should be seen as business focused and creative, achieving cost benefits for firms by implementing efficiency and quality improvements. My real business experience enables me to turn regulation into commercial reality in a pragmatic way that recognises any firm’s need for profitability.
Independent Conduct & Culture Specialist with over twenty five years FS experience.
Complyport is a leading and well-respected regulatory and compliance consulting company which advises both UK and overseas firms in the financial services sector.
We have a core team of sixteen regulatory and compliance professionals in the UK team plus a network of other specialist advisers. Most of our professionals are former regulators and/or senior practitioners in the industry and several are qualified investment professionals, lawyers or accountants. Complyport is ideally placed to advise on UK and cross-border financial services regulation and compliance matters.
Founded in 2002, we are proud of our good reputation and continue to work to ensure our clients receive a premium service at all levels. Complyport aims to assist clients to achieve their business objectives, whilst remaining compliant with regulatory requirements at all times.
We provide a complete range of regulatory and compliance services to a wide range of UK- and overseas-owned firms in the wholesale and retail financial services sector, including investment management, securities brokerage, banking, venture capital, private equity, corporate finance, social finance and capital introduction. We will also provide Expert Witness services where we have significant experience of the matter under litigation.
Our UK-based team covers the UK, Europe and the Middle East. Our London based US Desk deals with and co-ordinates US regulatory matters whilst our International Desk deals with wider cross-border regulatory requirements. We also have an office in Hong Kong that covers the Asia-Pacific region (including Singapore) and we have associate firms in several other international jurisdictions.
Complymatic’s Compliance consultants specialise in advice and support services across all aspects of compliance to the Regulated Financial community within the UK. We understand the pressure felt by firms to get business decisions right and we are here to guide firms through the pitfalls of the ever changing and ever-more stringent regulation. We take a proactive approach to regulation and knowing our client’s business to ensure our services are always current while remaining flexible to the dynamic, thus enabling us to provide tailored services and advice. Our team work with each business to reduce risk, by putting our client relationships at the heart of what we do by using a new way of viewing their risk and compliance obligations.
Based in Essex with a team of consultants covering the UK we provide hands on support to firms seeking to become directly authorised. For existing regulated firms we provide on-going compliance monitoring support
Compliancy Services is a professional and established compliance consultancy that assists its clients to achieve and maintain compliance with the FCA regulations. We are a professional support firm that adopts a parternship and long term approach. Our clients benefit from having transparency over their compliance risks at all times and the comfort of a professional Compliance Partner, to turn to as their businesses grow and develop and we have unique and bespoke supporting technology.
Providing compliance support to financial firms including insurers, financial advisers, insurance intermediaries and mortgage brokers.
Compliance Solutions (UK) Ltd was established to deliver a tailored and exclusive service to Financial Advisers, Stockbrokers, Solicitors and Accountancy Practices, on the regulatory controls of the financial services industry and the framework in which they operate. Backed by a team of experienced compliance professionals, the service provided draws upon their breadth of experience, commercial awareness and practical skills. Services include: Initial audits and monitoring, provision of on-going monitoring, procedural installation, compliance documentation, T&C guidance, TCF guidance, Staff training.