FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449  Email: hirett.co.uk@gmail.com
Duff & Phelps
Description

Duff & Phelps is the global advisor that protects, restores and maximizes value for clients in the areas of valuation, corporate finance, disputes and investigations, cyber security, claims administration, and compliance and regulatory issues. With Kroll, the leading global provider of risk solutions, and Prime Clerk, the leader in complex business services and claims administration, our firm has nearly 4,000 professionals in 25 countries around the world.

Duff & Phelps’ Compliance and Regulatory Consulting practice provides a range of award-winning services to the global financial services industry. Our broad expertise includes compliance and regulatory consulting, risk consulting and infrastructure, due diligence, regulatory tax advisory and business services. Drawn from financial institutions, regulators and advisory firms, our multidisciplinary team operates seamlessly across borders to help clients build, manage and protect their businesses. We are closely connected with regulators and industry associations so clients have the best available information on regulatory requirements and trends.

Address
The Shard, 32 London Bridge Street, London, SE1 9SG
Phone Number
02070894700
Services Offered

Authorisation - FCA
Client Assets
Complaints Handling Reviews
Compliance Training
Contracting/Interim
Documentation
Due Diligence
Enforcement Action - Financial Services
Expert Witness - Financial Services
File Review
Governance
Health Checks
Information Security/Data Protection (GDPR)
Money Laundering/Financial Crime Advice and Reviews
Passporting/International Compliance
Pension Reviews
Regulatory Capital/Solvency
Regulatory Hosting/Incubation
Regulatory Relationship Management
Regulatory Updates
Skilled Person Panel
Skilled Person Panel - Client Assets
Skilled Person Panel - Conduct of Business
Skilled Person Panel - Financial Crime
Skilled Person Panel - Governance, Controls & Risk Frameworks
Skilled Person Panel - Prudential – Investment Firms, Intermediaries & RIE

Firms Served

Authorised Professional Persons
Banks/Deposit Takers
Building Societies
Claims Management Companies
Collective Investments Funds
Company Service Providers
Consumer Credit Providers
Corporate Finance Firms
Credit Unions
Custodians/Depositaries
Crypto (Payment Services)
Crypto (Capital Markets)
Discretionary fund managers
Electronic Money Issuers
Fintech/Regtech
Friendly Societies
High Value Dealers
IFA (including IFA divisions of financial institutions)
Institutional investment management
Insurance Brokers - General
Insurance Brokers - Pure Protection Products
Insurers
Lloyds
Money Service Businesses
Mortgage Brokers
Mortgage Lenders/Administrators
Multi lateral trading facility
Payments Services Institutions
Pension Advisors
Private Client investment management
Retail investment management
Secondary Intermediaries
Securities and Futures firms
SIPP providers
System Providers
System suppliers
Third party product providers
Trade associations, professional bodies and regulators
Trust Service Providers
Wrap Platforms