FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449  Email: hirett.co.uk@gmail.com
ECompli (UK) Limited
Description

Ecompli were established in 2006 and provide FCA compliance support to directly regulated General Insurance Brokers, Mortgage Brokers, Equity Release Firms and Insurance Claim Handling Firms (Loss Assessors).

Our specialist areas include: FCA Application Support, Financial Promotions reviews, Tailored Compliance Visits, Systems and Controls review, Training & Competence, TCF, File Reviews, RMAR/GABRIEL reporting, implementing Compliance Manuals / Procedures, staff training relating to Anti Money Laundering, Complaints Handling, Sales Process etc.

We deal with various sizes of firms from Sole Traders through to large corporate entities. We cover the whole of the UK and our office is based in Blackburn, Lancashire.

Address
Moreton House 16 Trident Park, Trident Way, Blackburn, BB1 3NU
Phone Number
01254675674
Services Offered

Authorisation - FCA
Complaints Handling Reviews
Compliance advice
Compliance Support
Compliance Training
Due Diligence
Enforcement Action - Financial Services
File Review
Health Checks
Money Laundering/Financial Crime Advice and Reviews
Regulatory Updates

Firms Served

Insurance Brokers - General
Insurance Brokers - Pure Protection Products
Mortgage Brokers
Mortgage Lenders/Administrators