FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449  Email: hirett.co.uk@gmail.com
Category
Description

With over 35 years financial services experience, we provide bespoke compliance services to a wide range of FCA authorised firms, either on a retained, ad hoc or project basis. Our aim is to give you peace of mind that all the regulatory aspects of your business have been taken care of, leaving you to concentrate on running and developing your business.

Based in the Midlands, we are ideally located to offer face to face support throughout the UK but can also provide services remotely if required.

Address
22 Sheriffs Lea, Toton, Nottingham, Nottinghamshire NG9 6LJ
Phone Number
07483899697
Email
victoria@ellisoncompliance.com
Services Offered

Authorisation - FCA
Complaints Handling Reviews
Compliance advice
Compliance Support
Compliance Training
Due Diligence
File Review
Health Checks
Money Laundering/Financial Crime Advice and Reviews
Payments Services Registration and Compliance
Regulatory Updates

Firms Served

Consumer Credit Providers
Corporate Finance Firms
IFA (including IFA divisions of financial institutions)
Insurance Brokers - General
Insurance Brokers - Pure Protection Products
Money Service Businesses
Mortgage Brokers
Mortgage Lenders/Administrators
Payments Services Institutions
Pension Scheme Operator/Provider
Private Client investment management
Retail investment management