FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449 Email: hirett.co.uk@gmail.com
Compliance Matters Limited was established in 2001 to offer advice on Compliance, Governance and Risk issues to regulated firms. We take time to listen and identify the areas that require support to meet both your business and regulatory requirements.
Compliance Management Services Ltd was established in 2003 to provide compliance and support services exclusively to general insurance brokers and intermediaries. Compliance Management Services Ltd provides compliance solutions that are tailored to its clients’ requirements. The company only uses qualified consultants with a background in the insurance industry and at least five years’ experience of compliance and audit work in the insurance broking sector. Support is provided through on-site visits, as well as telephone and email contact. Clients are also kept informed of significant regulatory developments, including revisions to rules and procedures. In addition to compliance and support services, the company offers a number of stand-alone services including file audits and pre-acquisition compliance due diligence. We provide a comprehensive compliance consultancy service that is targetted at the needs of General Insurance Intermediaries.
Established in 2000, Compliance First is Scotland’s premier provider of compliance and business support services to directly authorised financial advisers. Based in Glasgow, Compliance First prides itself on providing advisers based in Scotland, the North of England and Northern Ireland with a uniquely personal service.
The team of highly experienced and qualified staff provides an expert, reliable service, tailored to meet the needs of each Client Firm, whilst allowing them access to a range of support, tools and technology, which underpins their independence and enhances their proposition.
The team, which is based in Glasgow, works to provide a consistent personal service tailored to the needs of each Client Firm, whilst allowing them access to a range of tools and technology that enhance the advisers proposition, as well as increasing business efficiencies.
As part of the wider SimplyBiz Group, the UK’s largest provider of regulatory and business support to directly authorised advisers, we have access to a wide range of additional services that we can provide to our clients.
Based in the Bristol area but covering the UK we provide hands on support to firms seeking to become directly authorised through to on-going compliance monitoring support. Our work includes developing and monitoring systems, policies and programmes including training and competence and providing advice in relation to FCA policy as it develops
I am a FCA compliance consultant with over 15 years’ experience in Regulatory Compliance, Operational Risk and Financial Crime. The service I provide not only includes onsite visits but continuous phone and email support channels. I can tailor a compliance solution that’s right for you and your firm.
The services available are:
ADVICE & SUPPORT
ASSISTANCE WITH CONSUMER CREDIT APPLICATION’S
COMPLIANCE HEALTH CHECK
COMPLIANCE MONITORING
DOCUMENTATION
FINANCIAL CRIME
POLICES & PROCEDURES
GOVERNANCE
OPERATIONAL RISK
PROJECTS
SENIOR MANAGEMENT REGIME
ICO ADVICE INCLUDING GDPR
FINANCIAL PROMOTIONS (ADVERTISING AND SOCIAL MEDIA).
ON-GOING COMPLIANCE & REVIEWS
Experience and Professionalism When it comes to financial regulatory compliance, you don’t simply have to be right; you have to record it in the right way.
“I firmly believe that at the intersection of regulatory requirements, consumer rights, commercial viability and a social conscience there can be a great deal of good created for any synergistic relationship and the best alternatives are derived from understanding, competence, accuracy and honesty, combined with effective strategy.” Lee Werrell Chartered FCSI FISMM, CEO & Founder
We are a people based regulatory consultancy, run by compliance people for compliance people, and we take this approach throughout the work that we do. We work on issues and demand areas, delivering performance improvements, process enhancements or additional support where it matters most.
So we have today built a moderately successful and personalised service in Compliance Consultant is a consultancy firm specialising in offering bespoke regulatory expertise to a discrete and select group of clients. At Compliance Consultant we make sure that quality takes precedent over quantity. Key to our success is the successful and long term development of close business relationships with our clients. Couple this with extensive qualified practitioner compliance experience as well as being able to offer regulatory insight and we are obviously ideally situated to assist all sizes of firms.
No matter what the issues may be from FCA authorisation to independent compliance reviews to ad-hoc rule interpretations to a total compliance outsourcing package, Compliance Consultant has the speed of reaction, the qualified and experienced resource as well as the flexibility and cost effective solutions that you need.
A great deal of our work is done under NDAs and we are happy to discuss your needs offering you full confidentiality, something that larger firms struggle to maintain. If you wish to use a Non-Disclosure Agreement of your own or ours (downloaded from HERE or below.) we can accommodate even the most demanding of requirements either in the UK, throughout Europe or the Middle East.
Providing a bespoke, user friendly compliance service to IFAs, Solicitors, Accountants, GI and Mortgage Brokers, with over 17 years compliance experience.
A team of Diploma qualified compliance consultants based throughout the UK offering a completely bespoke compliance service, with the aim of taking the worry and pressure out of FCA compliance requirements leaving you to do what you do best – provide quality advice and service to your clients.
We are a small company that wants to know you and your business. We are friendly, approachable and trustworthy.
We don't adopt a ‘one size fits all’ approach, instead we provide a bespoke service that compliments your business.
We build a personal relationship with our clients, so we are fully aware of what your business requires, and we can integrate ourselves seamlessly into providing a services that is tailored specifically for you.
Please see our website for further information.
Clear Financial Consultants is a partnership between two compliance specialists with a shared belief that things could (and should) be done differently.
Too often, businesses wanting to offer point of sale finance to their customers are either passed from pillar to post or simply left to navigate the complexities of consumer finance law on their own.
The application process for consumer credit authorisation is rigorous as it is designed to ensure that consumers and businesses are protected.
It is not unusual for applications to take months to complete, either through lack of support or understanding of what is required, or due to avoidable human error. In some cases, this can be expensive as well as frustrating for the business.
Ciara Cremin and Helen Tibbs have over 20 years of combined financial service experience, including in the core areas of point of sale finance and consumer credit compliance.
They have helped businesses of all sizes from SMEs to large corporations – all of whom have benefited from their knowledge and experience, pragmatic approach and ‘can do’ attitude.
If you are looking for a responsive partner who can take care of your consumer credit obligations, you’ll be in safe hands with Clear Financial Consultants. Guaranteed.