FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449  Email: hirett.co.uk@gmail.com
Compliance Cubed Limited
Description

Based in the Bristol area but covering the UK we provide hands on support to firms seeking to become directly authorised through to on-going compliance monitoring support. Our work includes developing and monitoring systems, policies and programmes including training and competence and providing advice in relation to FCA policy as it develops

Address
18 Woodhill Avenue, Portishead, Bristol BS20 7EX
Phone Number
01275390081
Services Offered

Authorisation - FCA
Client Assets
Complaints Handling Reviews
Compliance advice
Compliance Support
Compliance Training
Due Diligence
File Review
Health Checks
Money Laundering/Financial Crime Advice and Reviews
Payments Services Registration and Compliance
Regulatory Updates

Firms Served

Corporate Finance Firms
Discretionary fund managers
Insurance Brokers - General
Insurance Brokers - Pure Protection Products
Mortgage Brokers
Mortgage Lenders/Administrators
Payments Services Institutions
Pension Scheme Operator/Provider
Private Client investment management
Securities and Futures firms
Stockbrokers