Complyport is a leading and well-respected regulatory and compliance consulting company which advises both UK and overseas firms in the financial services sector.
We have a core team of sixteen regulatory and compliance professionals in the UK team plus a network of other specialist advisers. Most of our professionals are former regulators and/or senior practitioners in the industry and several are qualified investment professionals, lawyers or accountants. Complyport is ideally placed to advise on UK and cross-border financial services regulation and compliance matters.
Founded in 2002, we are proud of our good reputation and continue to work to ensure our clients receive a premium service at all levels. Complyport aims to assist clients to achieve their business objectives, whilst remaining compliant with regulatory requirements at all times.
We provide a complete range of regulatory and compliance services to a wide range of UK- and overseas-owned firms in the wholesale and retail financial services sector, including investment management, securities brokerage, banking, venture capital, private equity, corporate finance, social finance and capital introduction. We will also provide Expert Witness services where we have significant experience of the matter under litigation.
Our UK-based team covers the UK, Europe and the Middle East. Our London based US Desk deals with and co-ordinates US regulatory matters whilst our International Desk deals with wider cross-border regulatory requirements. We also have an office in Hong Kong that covers the Asia-Pacific region (including Singapore) and we have associate firms in several other international jurisdictions.