FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449 Email: hirett.co.uk@gmail.com
At ICS we believe our job is to give clients the compliance support which best meets their business needs – whether its regular, ongoing assistance or simply some one-off help and advice.
As one of the leading providers of compliance support in the UK general insurance market, we have the scale and expertise necessary to deliver flexible, high-quality services – from the basics of applying for authorisation and setting up processes and procedures right through to the more complex issues of auditing coverholders.
John King is using his 16 years FCA experience to advise firms and compliance consultant
Calling on over 40 years of Industry experience, the Principal Dale Thornley formed IFA Protect Ltd to offer a hands on, bespoke and proactive compliance support service to small locally based IFA practices in and around London. Dale is also the Compliance Officer of a medium sized IFA firm in Richmond and past non-executive Director of a large PI Insurance company, the Underwriters of which he still has a strong connection with. This often results in competitive PI terms being secured for the IFA Firms serviced by IFA Protect Ltd. For more information please e-mail dale@ifaprotect.org.uk Tel: 07974 767080
IFA Consultancy Ltd was formed in 2004 to provide compliance consultancy services to Independent Financial Advisers. Although this is our specialism (representing 70% of our work) we also provide compliance support for mortgage brokers and firms that sell insurance. We have also assisted firms whose main business is not financial services such as finance brokers and motor traders. We therefore have a wide range of experience in the retail small firms sector. IFA Consultancy provide support ranging from FCA applications to ongoing compliance support services.
Director Kevan Thorn is an IFA Compliance specialist, with 10 years’ previous experience as an Independent Financial Adviser, and now, 14 years’ experience as a compliance consultant. He is qualified to Diploma level with additional qualifications in pension transfers and mortgages and he is also a qualified Training and Competence Supervisor. For more information about our firm and its services visit our web site
The directors of IFACT have 20 years of financial services regulation in the retail sector and the firm has a national network of consultants available to support customers. Please see the company website (www.ifact.co.uk) for further information.
We help firms govern, transform and operate their businesses to drive better outcomes. When our clients need support, it almost always involves customer considerations, it is often multi-channel and always requires an approach that is compliant with regulation. In our engagement with clients we are, above all else, collaborative and always at the forefront in the development of innovative, tailored and transformative solutions. These typically combine people, processes and technology to drive better customer, commercial, and regulatory outcomes. Our services include resourcing and outsourcing solutions, backed up by an expert advisory capability. We have a solid reputation for being easy to work with, which has been earned through continuous improvement and consistency in exceeding our clients’ expectations throughout all stages of delivery.
Our advisory services team harnesses regulatory expertise to deliver robust, independent and professional advice on the evolving risk and regulatory landscape. Our advisory experts support firms in interpreting and implementing regulatory change, improving the quality of firms’ internal controls, providing customer outcomes assurance and responding to regulatory scrutiny. Whether your firm needs advice on how to manage risk and regulation or is seeking to improve business performance, we can help.
A highly experienced, client focused consultancy, centered on commercially effective solutions to the challenges faced by regulated Firms. Able to provide assistance on bespoke terms. Please refer to our website for details of our activities and approach: www.helpyoucomply.com.
Providing bespoke Compliance & Training and Competence services to IFAs and Friendly Societies. Provision of CFP Training.
Flexible, friendly and affordable Compliance and Pension Transfer Specialist support for the small to medium sized directly authorised Financial Advisory firm.
Whether you require a full risk management solution, accompanying annual compliance activity programme and ongoing face to face support, or one off services to address a specific area of need, we will be happy to offer a level of service suited to your needs and budget.
Our fees are straightforward with most services being subject to either a daily rate or fixed fee. No retainers are involved and fees are not subject to VAT.
An initial consultation is provided at no cost.
Hamilton Kilgour Limited offers regulatory compliance, anti-money laundering and corporate governance consultancy for the international financial services industry. These services are provided by Jacqueline Kilgour, a compliance professional with over 20 years wide ranging financial services experience, benefiting from a quality legal background and truly global experience.
Services include transactional, such as compliance due diligence or post-acquisition integration; project management; compliance reviews, interim compliance management; compliance advisory and development and delivery of effective compliance training.