FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449  Email: hirett.co.uk@gmail.com
Hands on Compliance Limited
Description

Flexible, friendly and affordable Compliance and Pension Transfer Specialist support for the small to medium sized directly authorised Financial Advisory firm.

Whether you require a full risk management solution, accompanying annual compliance activity programme and ongoing face to face support, or one off services to address a specific area of need, we will be happy to offer a level of service suited to your needs and budget.

Our fees are straightforward with most services being subject to either a daily rate or fixed fee. No retainers are involved and fees are not subject to VAT.

An initial consultation is provided at no cost.

Address
25, Skinners Lane, Wroxham, Norwich, Norfolk NR12 8SJ
Phone Number
07771960724
Services Offered

Advice pre regulatory risk assessment or supervision visit
Complaints Handling Reviews
Compliance advice
Compliance Support
Compliance Training
Documentation
Due Diligence
File Review
Health Checks
Mis-selling Reviews
Pension Reviews
Regulatory Returns Assistance

Firms Served

IFA (including IFA divisions of financial institutions)
Restricted financial advisers