Name: 3 Lines of Defence Consulting Limited
Address: 67 Grosvenor Street, Mayfair, London, W1K 3JN
Telephone: 02071291270
Price range: $$

FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449 Email: hirett.co.uk@gmail.com

Category

Directory of Financial Compliance and Regulatory Consultants – FCA and PRA – Financial Conduct Authority and Prudential Regulation Authority

Description

Specialists in all things digital including GDPR Training and Compliance services by accredited DPO.

Address

67 Grosvenor Street, Mayfair, London, W1K 3JN

Phone Number

02071291270

simon.elvidge@3ldc.com

Website

https://3ldc.com

Services Offered

Authorisation - FCA
Client Assets
Complaints Handling Reviews
Compliance Advice
Compliance Support
Compliance Training
Enforcement Action - AML and Payment Services
Enforcement Action - Financial Services
Expert Witness - AML and Payment Services
Expert Witness - Financial Services
File Review

Firms Served

Authorised Professional Persons
Collective Investments Funds
Company Service Providers
Corporate Finance Firms
Custodians / Depositaries
Discretionary fund managers
Energy Market Participants
Institutional investment management
Investment Banks
Multi lateral trading facility
Private Client investment management
Retail investment management
Secondary Intermediaries
Securities and Futures firms
Stockbrokers
Third party product providers