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Assessment Analysis
[Author Note: The assessments are provided in the .zip folder sent with your Compliance Manual order and you are free to edit and use the documents however suits your business type and needs, however we would suggest printing the quiz for hard copy use and then using the answer paper to mark the assessment and discuss the answers with the employee where gaps have been identified. You should also add a copy of the assessment and any marking/evaluation logs to the employees training file for future reference and compliance evidence.
You are free to add each of the assessment Q&A papers to this manual; however, we would suggest providing a link or location reference point under each paper heading and using the assessment papers as standalone documents for better document control and usability. End Author Note:]
15.3.3 Assessment Q&A Format
Each employee assessment comes with two, 10 question test papers, each with a guidance scoring system. Each paper is accompanied by detailed answer sheets which are used to mark the test paper and provide extensive answer content for additional training and use where gaps or misunderstandings have been identified.
15.4 Arrears & Default Assessment Q&A Papers
[Insert location/hyperlink to external location of this document]
[We have included a template for this document in 07_Employee_Test_Papers]
15.5 AML & Financial Crime Assessment Q&A Papers
[Insert location/hyperlink to external location of this document]
[We have included a template for this document in 07_Employee_Test_Papers]
15.6 GDPA/DPA18 Assessment Q&A Papers
[Insert location/hyperlink to external location of this document]
[A template is only included if you have purchased the GDPR version of the manual. This will be located in the SET010_GDPR_Bundle]
15.7 FCA Regulation Assessment Q&A Papers
[Insert location/hyperlink to external location of this document]
[We have included a template for this document in 07_Employee_Test_Papers]
15.8 TCF Assessment Q&A Papers
[Insert location/hyperlink to external location of this document]
[We have included a template for this document in 07_Employee_Test_Papers]