FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449  Email: hirett.co.uk@gmail.com
The Compliance Partnership Limited
Description

The Compliance Partnership (TCP) offers a bespoke service to financial services firms in the UK.

With over 25 years experience in the Financial Services Industry, we have worked with large insurance companies, medium IFAs and one-man bands. TCP has been dealing solely with compliance matters since 1998.

The aim of The Compliance Partnership is to work with the firm in order to create peace of mind as far as compliance within the firm is concerned.

Our knowledge is constantly growing and being updated through continuous further education and participation in seminars.

See our webpage for further details about our services and client testimonials.

Address
Valley View, 8, Dingles Close, Ponsanooth, Truro, Cornwall, TR3 7RA
Phone Number
07980652145
Services Offered

Authorisation - FCA
Complaints Handling Reviews
Compliance advice
Compliance Support
Compliance Training
Contracting/Interim
Documentation
Due Diligence
Expert Witness - Financial Services
File Review
Governance
Health Checks
Information Security/Data Protection (GDPR)
Money Laundering/Financial Crime Advice and Reviews
Passporting/International Compliance
Pension Reviews
Regulatory Capital/Solvency
Regulatory Relationship Management
Regulatory Returns Assistance
Regulatory Updates

Firms Served

Authorised Professional Persons
Collective Investments Funds
Company Service Providers
Corporate Finance Firms
Discretionary fund managers
Fintech/Regtech
IFA (including IFA divisions of financial institutions)
Institutional investment management
Insurance Brokers - General
Insurance Brokers - Pure Protection Products
Insurers
Lead generation firms
Mortgage Brokers
Mortgage Lenders/Administrators
Pension Advisors
Private Client investment management
Retail investment management
Secondary Intermediaries
SIPP providers
System Providers
Third party product providers
Trust Service Providers
Wrap Platforms