FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449  Email: hirett.co.uk@gmail.com
The Compliance Company
Category
Description

The Compliance Company is a UK leader in the compliance services industry. Our team of experts offers a specialist and comprehensive compliance service, assisting our clients across all business sectors.

The Compliance Company can act as a Principal firm and oversees Appointed Representatives within its network. We also offer ongoing support and service to ensure firms remain compliant and can provide many other services including applications, compliance documentation and training.

Address
Windsor House, Cornwall Road, Harrogate, North Yorkshire, HG1 2PW
Phone Number
01423522599
Email
info@thecompliancecompany.co.uk
Website
http://thecompliancecompany.co.uk
Services Offered

Advice pre regulatory risk assessment or supervision visit
Authorisation - FCA
Client Assets
Complaints Handling Reviews
Compliance advice
Compliance Support
Compliance Training
Documentation
Due Diligence
File Review
Governance
Health Checks
Information Security/Data Protection (GDPR)
Money Laundering/Financial Crime Advice and Reviews
Payments Services Registration and Compliance
Regulatory Capital/Solvency
Regulatory Hosting/Incubation
Regulatory Returns Assistance
Regulatory Updates

Firms Served

Claims Management Companies
Consumer Credit Providers
Corporate Finance Firms
Credit Unions
Electronic Money Issuers
Fintech/Regtech
High Value Dealers
Insurance Brokers - General
Insurance Brokers - Pure Protection Products
Lead generation firms
Mortgage Brokers
Mortgage Lenders/Administrators
Payments Services Institutions
Secondary Intermediaries
Trade associations, professional bodies and regulators