FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449  Email: hirett.co.uk@gmail.com
Ringrose Wharton Advisory
Description

We act for:

Mutual and smaller insurers who wish to do corporate acquisitions or disposal of books of insurance business, transfers of engagements and commercial agreements.
For financial advisers and wealth managers who wish to buy or sell their firms and we will assist with all of the daily agreements around running their business.
Corporate trading companies in acquisitions and disposals.

We guide insurers and private companies through the myriad of requirements around corporate governance whether under PRA, FCA or Companies Act requirements.

We assist clients with processes to implement compliance with PRA and FCA handbook rules and work closely with or delegate to compliance consultants where necessary to achieve cost efficiencies.

Address
Tetbury, GL8 8SE
Phone Number
07836678134
Services Offered

Authorisation - FCA
Compliance advice
Documentation
Due Diligence
Enforcement Action - Financial Services
File Review
Governance
Health Checks
Information Security/Data Protection (GDPR)
Payments Services Registration and Compliance
Regulatory Capital/Solvency
Regulatory Updates

Firms Served

Authorised Professional Persons
Company Service Providers
Corporate Finance Firms
Credit Unions
Discretionary fund managers
Electronic Money Issuers
Fintech/Regtech
Friendly Societies
IFA (including IFA divisions of financial institutions)
Institutional investment management
Insurance Brokers - General
Insurance Brokers - Pure Protection Products
Insurers
Lead generation firms
Lloyds
Payments Services Institutions
Pension Advisors
Private Client investment management
Retail investment management
SIPP providers