FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449  Email: hirett.co.uk@gmail.com
Richdale Consultants Limited
Description

Richdale Consultants is a regulatory compliance consultancy helping businesses ensure that they are operating in a compliant manner. We provide an exceptionally bespoke service to our clients tailored towards their needs and circumstances all for a fixed monthly fee. This individualised relationship allows for the building of trust between ourselves and clients, to the extent that we become an integral part of their day-to-day management, rather than just an external consultant.

We have also created a network for the provision of Mortgage Protection and General Insurance whereby we provide the necessary support for both the compliance standards and service provision.

Address
41 Lothbury, London, EC2R 7HG
Phone Number
02077818019
Services Offered

Advice pre regulatory risk assessment or supervision visit
Authorisation - PRA
Authorisation - FCA
Client Assets
Complaints Handling Reviews
Compliance advice
Compliance Support
Compliance Training
Documentation
Due Diligence
Enforcement Action - AML and Payment Services
Enforcement Action - Financial Services
Expert Witness - AML and Payment Services
Expert Witness - Financial Services
File Review
Health Checks
Management training & support, Staff training
Marketing and Business Development
Miss-selling Reviews
Money Laundering/Financial Crime Advice and Reviews
Payments Services Registration and Compliance
Pension Reviews
Regulatory and Examination Training and Coaching
Regulatory Returns Assistance
Regulatory Updates
Shadow s.166 reviews
Skilled Person Panel - Data & IT Infrastructure
Skilled Person Panel - Client Assets
Skilled Person Panel - Conduct of Business
Skilled Person Panel - Financial Crime
Skilled Person Panel - Governance, Controls & Risk Frameworks
Skilled Person Panel - Prudential – Investment Firms, Intermediaries & RIE

Firms Served

Authorised Professional Persons
Banks/Deposit Takers
Building Societies
Claims Management Companies
Collective Investments Funds
Company Service Providers
Consumer Credit Providers
Corporate Finance Firms
Credit Unions
Custodians/Depositaries
Discretionary fund managers
Electronic Money Issuers
Energy Market Participants
Friendly Societies
High Value Dealers
IFA (including IFA divisions of financial institutions)
Institutional investment management
Insurance Brokers - General
Insurance Brokers - Pure Protection Products
Insurers
Investment Banks
Lead generation firms
Lloyds
Money Service Businesses
Mortgage Brokers
Mortgage Lenders/Administrators
Multi lateral trading facility
Payments Services Institutions
Pension Scheme Operator/Provider
Private Client investment management
Recruitment of Regulatory Staff ( Registered Recruiter)
Restricted financial advisers
Retail investment management
Sale and Rent Back
Secondary Intermediaries
Securities and Futures firms
SIPP providers
Stockbrokers
System suppliers
Third party product providers
Trade associations, professional bodies and regulators
Travel Insurers
Trust Service Providers