FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449  Email: hirett.co.uk@gmail.com
Regulatory Advice Limited
Description

Specialist advisor on compliance with regulatory reporting regimes (MiFID 2, EMIR) and Crypto Regulation.

Address
3 Sovereign Place, Hatfield, AL9 5ET
Phone Number
07786264422
Services Offered

Compliance advice
Compliance Training
Expert Witness - Financial Services
Health Checks
Money Laundering/Financial Crime Advice and Reviews
Regulatory Returns Assistance
Regulatory Updates

Firms Served

Authorised Professional Persons
Discretionary fund managers
Electronic Money Issuers
Institutional investment management
Private Client investment management
Securities and Futures firms
SIPP providers
Stockbrokers