FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449  Email: hirett.co.uk@gmail.com
Pillar 4 Consultants Limited
Description

We are a newly established compliance consultancy with nearly 70 years in combined financial services experience servicing clients. Our Consultants have worked diligently throughout their careers with both FCA and PRA regulated firms supporting them in all compliance needs covering both conduct and prudential regulatory considerations. Our core mission and objective is to establish valued relationships with clients and provide practical compliance solutions to our clients’ compliance needs.

Our experience has enabled us to understand the regulator’s requirements and perspective whilst at the same time provide practical and cost-effective solutions to clients. We strive to be the bridge between the Regulator and our clients!

We are not your typical compliance consultant. Our consultants have worked in multi disciplines prior to committing their careers to compliance. This includes financial modelling and equity valuation, fund management, risk advisory, internal audit, and marketing and client relation management. What this all means is that we are able to better understand your business needs and risks whilst at the same time provide solutions that meet regulatory expectations.

Our focus is on providing a full suite of authorisation and post authorisation compliance, regulatory, and risk support to investment firms. We have immense experience working with all types of investment firms- buy side, sell side, advisors, corporate finance firms, and market operators. Our consultants are familiar with all financial asset classes and have a deep understanding of the prudential rules around them.

We look forward to working successfully with clients and strategic business partners.

Address
1 Royal Exchange Ave, Cornhill, London EC3V 3LT
Phone Number
020074594607
Services Offered

Compliance advice
Compliance Support
Compliance Training
Contracting/Interim
Documentation
Due Diligence
File Review
Governance
Health Checks
Information Security/Data Protection (GDPR)
Money Laundering/Financial Crime Advice and Reviews
Passporting/International Compliance
Regulatory Relationship Management
Regulatory Returns Assistance
Regulatory Updates

Firms Served

Authorised Professional Persons
Banks/Deposit Takers
Building Societies
Collective Investments Funds
Corporate Finance Firms
Custodians/Depositaries
Crypto (Capital Markets)
Discretionary fund managers
Energy Market Participants
Fintech/Regtech
High Value Dealers
IFA (incl IFA divisions of financial institutions)
Institutional investment management
Investment Banks
Multi lateral trading facility
Private Client investment management
Restricted financial advisers
Retail investment management
Securities and Futures firms
Stockbrokers
System suppliers
Third party product providers
Trade associations, professional bodies and regulators