FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449  Email: hirett.co.uk@gmail.com
MLX Training and Compliance Limited
Description

MLX Training & Compliance Ltd (MLX) provides bespoke compliance solutions (on a retainer or ad-hoc basis) – to small IFA & mortgage broker firms in the North of England.

With 19 years’ experience in the Financial Services industry, Helen has worked primarily with small and medium IFAs and mortgage brokers (including 11 years with large national compliance support companies).

MLX offers a pragmatic and practical approach to formulating, implementing and monitoring proportionate systems, controls and procedures which meet each firm’s individual requirements.

Address
Westcombe Avenue, Roundhay, Leeds LS8 2BS
Phone Number
07581246844
Services Offered

Authorisation - FCA
Complaints Handling Reviews
Compliance advice
Compliance Support
Compliance Training
File Review
Health Checks
Money Laundering/Financial Crime Advice and Reviews

Firms Served

Authorised Professional Persons
Insurance Brokers - Pure Protection Products
Mortgage Brokers
Mortgage Lenders/Administrators
Pension Scheme Operator/Provider