FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449  Email: hirett.co.uk@gmail.com
Gem Compliance Consulting Limited
Description

Gem Compliance provides a wide range of practical regulatory solutions which are tailored to meet our financial services clients compliance needs. This includes support on FCA authorisation, variation of permission or change of control applications. It also includes carrying out independent compliance monitoring visits and/or health checks and technical support including assistance with implementation of new regulatory developments and compliance training.

Address
Hudson House, 8 Albany Street, Edinburgh, Midlothian EH1 3QB
Phone Number
01314731004
Services Offered

Authorisation - FCA
Complaints Handling Reviews
Compliance advice
Compliance Support
Compliance Training
Due Diligence
Enforcement Action - Financial Services
File Review
Health Checks
Money Laundering/Financial Crime Advice and Reviews
Payments Services Registration and Compliance
Regulatory Updates

Firms Served

Authorised Professional Persons
Collective Investments Funds
Company Service Providers
Consumer Credit Providers
Corporate Finance Firms
Credit Unions
Discretionary fund managers
Institutional investment management
Insurance Brokers - General
Money Service Businesses
Mortgage Brokers
Mortgage Lenders/Administrators
Payments Services Institutions
Private Client investment management
Retail investment management
SIPP providers
System suppliers
Trade associations, professional bodies and regulators
Trust Service Providers