FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449  Email: hirett.co.uk@gmail.com
Fulcrum Compliance Limited
Description

Complying with financial services regulation can be a burden for the smaller, owner-managed firm. The penalties for getting it wrong can be harsh.

Fulcrum Compliance provide outsourced compliance services to the FCA regulated community. We specialise in owner-managed firms, where senior management has wider responsibilities, as well as compliance. Our service helps senior management deal with the day-to-day pressure of compliance and balances the needs of the firm and the needs of the regulator.

Address
30 Moorgate, London EC2R 6PJ
Phone Number
02085281785
Services Offered

Authorisation - FCA
Compliance advice
Compliance Support
Health Checks
Money Laundering/Financial Crime Advice and Reviews
Regulatory Updates

Firms Served

Corporate Finance Firms
Discretionary fund managers
Institutional investment management
Private Client investment management
Recruitment of Regulatory Staff ( Registered Recruiter)
Retail investment management
Securities and Futures firms
Stockbrokers