Senior Managers & Certification Regime
The Senior Managers and Certification Regime (SM&CR) [...]
The Senior Managers and Certification Regime (SM&CR) [...]
The Threshold Conditions require ongoing compliance. Other [...]
Note that in the UK employment is [...]
The UK legislation requires persons performing certain [...]
In order to benefit from the EU [...]
There are various levels of cost; initial [...]
In relation to a MiFID firm, if [...]
You need to meet the Threshold Conditions, [...]
Certain activities require regulation by the UK [...]
Write for us in your spare time, [...]