FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449 Email: hirett.co.uk@gmail.com
Telos can mobilise some of the most experienced – and high profile – compliance experts in the financial services industry.
All regulated firms need to consider the difference between being half a step behind – and half a step in front.
Being half a step behind requires the full effort and cost to be compliant – but risks falling foul of the regulators.
Being half a step ahead doesn’t cost much more in the short term but saves a huge amount in the medium term, and creates elbow room to integrate compliance into the business efficiently.
It’s possible to get half a step ahead by taking the regulators speeches, comments and informal briefings into account, by understanding how the regulator is likely to think – and by talking to us. That’s where we operate, and that’s where our successful clients are now.
Regulation services
AUTHORISATIONS
SKILLED PERSONS REPORTS (S166 AND S166A)
RELATIONSHIP WITH FCA
SYSTEMS AND CONTROLS (SYSC)
CONDUCT OF BUSINESS
REGULATED ADVICE
COMPLAINTS AND DISPUTE RESOLUTION
PAST BUSINESS REVIEWS AND REMEDIATION
AUDIT & POST IMPLEMENTATION REVIEW
Industry sectors
CONSUMER CREDIT
MORTGAGES
INTERMEDIARIES
LIFE, HEALTH AND PENSIONS BUSINESSES
WEALTH MANAGEMENT
BUILDING SOCIETIES
FRIENDLY SOCIETIES
BANKING
PEER TO PEER LENDING