FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449 Email: hirett.co.uk@gmail.com
Reality Compliance is a compliance and business consultancy with expertise in retail financial services. The business was founded in 2011 by Chris Yates, who has 22 years compliance experience in regulatory roles and has dealt with the regulator on numerous occasions. We specialise in pension transfer business and take on referrals in this area from other compliance service providers.
We provide bespoke compliance services to match your individual needs. The key services we provide are:
Compliance visits (including annual audits)
Remote files reviews (including specialist areas such as pension transfers, long term care and equity release)
T&C guidance
GABRIEL completion assistance
Documentation assistance
Regulatory updates
Assist with any engagement with the FCA
There are no monthly fees/retainers, all services are payable on a pay as you go basis.
We also offer an external paraplanning service, Reality Paraplanning (www.realityparaplanning.co.uk). A full range of research, report-writing and due diligence services are available. Please contact hello@realityparaplanning.co.uk for more details.