Name: Haven Risk Management Limited
Address: P.O Box 19, Chipping Campden, Gloucestershire GL55 6YX
Telephone: 01608662110
Price range: $$

FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449 Email: hirett.co.uk@gmail.com

Category

Directory of Financial Compliance and Regulatory Consultants – FCA and PRA – Financial Conduct Authority and Prudential Regulation Authority

Description

Providing bespoke Compliance & Training and Competence services to IFAs and Friendly Societies. Provision of CFP Training.

Address

P.O Box 19, Chipping Campden, Gloucestershire GL55 6YX

Phone Number

01608662110

info@havenrm.com

Website

http://www.havenrm.com

Services Offered

Authorisation - FCA
Complaints Handling Reviews
Compliance advice
Compliance Support
Compliance Training
Due Diligence
Enforcement Action - Financial Services
File Review
Health Checks
Money Laundering/Financial Crime Advice and Reviews
Payments Services Registration and Compliance
Regulatory Returns Assistance

Firms Served

Authorised Professional Persons
Banks/Deposit Takers
Corporate Finance Firms
Credit Unions
Discretionary fund managers
Insurance Brokers - General
Insurance Brokers - Pure Protection Products
Money Service Businesses
Mortgage Brokers
Mortgage Lenders/Administrators
Payments Services Institutions
Pension Scheme Operator/Provider
Private Client investment management
Retail investment management
Securities and Futures firms
SIPP providers
Stockbrokers