FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449  Email: hirett.co.uk@gmail.com
DWF Regulatory Consulting
Category
Description

DWF specialise in providing advisory and legal services to FCA, PRA and PSR regulated firms.

Address
1 Scott Place, 2 Hardman Street, Manchester, M3 3AA
Phone Number
03333203330
Email
Regulatory.Consulting@dwf.law
Website
http://www.dwf.co.uk/
Services Offered

Advice pre regulatory risk assessment or supervision visit
Authorisation - FCA
Client Assets
Complaints Handling Reviews
Compliance advice
Compliance Support
Compliance Training
Documentation
Due Diligence
Enforcement Action - AML and Payment Services
Enforcement Action - Financial Services
Expert Witness - AML and Payment Services
Expert Witness - Financial Services
File Review
Health Checks
Money Laundering/Financial Crime Advice and Reviews
Payments Services Registration and Compliance
Pension Reviews
Regulatory Returns Assistance
Regulatory Updates

Firms Served

Authorised Professional Persons
Banks/Deposit Takers
Building Societies
Claims Management Companies
Collective Investments Funds
Company Service Providers
Consumer Credit Providers
Corporate Finance Firms
Credit Unions
Custodians/Depositaries
Discretionary fund managers
Electronic Money Issuers
Energy Market Participants
Friendly Societies
High Value Dealers
IFA (including IFA divisions of financial institutions)
Institutional investment management
Insurance Brokers - General
Insurance Brokers - Pure Protection Products
Insurers
Investment Banks
Lead generation firms
Lloyds
Money Service Businesses
Mortgage Brokers
Mortgage Lenders/Administrators
Payments Services Institutions
Private Client investment management
Recruitment of Regulatory Staff ( Registered Recruiter)
Restricted financial advisers
Retail investment management
Sale and Rent Back
Secondary Intermediaries
Securities and Futures firms
SIPP providers
Stockbrokers
Third party product providers
Trade associations, professional bodies and regulators
Travel Insurers
Trust Service Providers