FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449  Email: hirett.co.uk@gmail.com
Corylus Compliance Services
Description

I have worked in financial services for over 27 years and for 6 of those years was the compliance director for a regional IFA and investment management group. Over the years I have developed in-depth knowledge and understanding of FCA rules and regulations and can develop and help maintain core business quality-assurance measures and principles. I believe compliance should be seen as business focused and creative, achieving cost benefits for firms by implementing efficiency and quality improvements. My real business experience enables me to turn regulation into commercial reality in a pragmatic way that recognises any firm’s need for profitability.

Address
Wisbech, Cambridgeshire
Phone Number
01945474612
Services Offered

Complaints Handling Reviews
Compliance Training
Due Diligence
File Review
Health Checks
Money Laundering/Financial Crime Advice and Reviews
Regulatory Updates

Firms Served

Discretionary fund managers
IFA (including IFA divisions of financial institutions)