FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449  Email: hirett.co.uk@gmail.com
Category
Description

Independent Conduct & Culture Specialist with over twenty five years FS experience.

Address
7 Glenwood, Callow Hill, Virginia Water, Surrey, GU25
Phone Number
07901556688
Email
andy@conductculture.co.uk
Website
https://conductculture.co.uk/
Services Offered

Authorisation - FCA
Complaints Handling Reviews
Compliance advice
Compliance Training
Contracting/Interim
Due Diligence
Enforcement Action - Financial Services
Expert Witness - Financial Services
File Review
Governance
Information Security/Data Protection (GDPR)
Money Laundering/Financial Crime Advice and Reviews
Pension Reviews
Regulatory Relationship Management

Firms Served

Authorised Professional Persons
Banks/Deposit Takers
Building Societies
Collective Investments Funds
Consumer Credit Providers
Corporate Finance Firms
Discretionary fund managers
Friendly Societies
IFA (including IFA divisions of financial institutions)
Insurance Brokers - General
Insurance Brokers - Pure Protection Products
Insurers
Lloyds
Mortgage Brokers
Pension Scheme Operator/Provider
Private Client investment management
Restricted financial advisers
Retail investment management
SIPP providers
Stockbrokers
Third party product providers
Trade associations, professional bodies and regulators
Wrap Platforms