FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449  Email: hirett.co.uk@gmail.com
Compliance Solutions (UK) Limited
Description

Compliance Solutions (UK) Ltd was established to deliver a tailored and exclusive service to Financial Advisers, Stockbrokers, Solicitors and Accountancy Practices, on the regulatory controls of the financial services industry and the framework in which they operate.  Backed by a team of experienced compliance professionals, the service provided draws upon their breadth of experience, commercial awareness and practical skills.  Services include: Initial audits and monitoring, provision of on-going monitoring, procedural installation, compliance documentation, T&C guidance, TCF guidance, Staff training.

Address
PO Box 27, Prenton, CH43 7WA.
Phone Number
01516521755
Services Offered

Authorisation - FCA
Complaints Handling Reviews
Compliance advice
Compliance Support
Compliance Training
File Review
Health Checks
Money Laundering/Financial Crime Advice and Reviews
Regulatory Updates

Firms Served

Authorised Professional Persons
Claims Management Companies
Insurance Brokers - General
Insurance Brokers - Pure Protection Products
Mortgage Brokers
Mortgage Lenders/Administrators