FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449  Email: hirett.co.uk@gmail.com
Compliance First
Description

Established in 2000, Compliance First is Scotland’s premier provider of compliance and business support services to directly authorised financial advisers. Based in Glasgow, Compliance First prides itself on providing advisers based in Scotland, the North of England and Northern Ireland with a uniquely personal service.

The team of highly experienced and qualified staff provides an expert, reliable service, tailored to meet the needs of each Client Firm, whilst allowing them access to a range of support, tools and technology, which underpins their independence and enhances their proposition.

The team, which is based in Glasgow, works to provide a consistent personal service tailored to the needs of each Client Firm, whilst allowing them access to a range of tools and technology that enhance the advisers proposition, as well as increasing business efficiencies.

As part of the wider SimplyBiz Group, the UK’s largest provider of regulatory and business support to directly authorised advisers, we have access to a wide range of additional services that we can provide to our clients.

Address
First Floor, 2000 Academy Business Park, Gower Street, Glasgow, G51 1PR
Phone Number
01414164161
Services Offered

Authorisation - FCA
Complaints Handling Reviews
Compliance advice
Compliance Support
Compliance Training
File Review
Health Checks
Management training & support, Staff training
Money Laundering/Financial Crime Advice and Reviews

Firms Served

Authorised Professional Persons
IFA (including IFA divisions of financial institutions)
Insurance Brokers - General
Mortgage Brokers
Mortgage Lenders/Administrators
Retail investment management